Broker Check

Allen Financial is a boutique firm with resources akin to that of large financial institutions.

Our Affiliations

Our Affiliations

We are backed by the strength and resources of one of the industry’s largest providers of custody and clearing solutions, Pershing LLC, a BNY Mellon company. Pershing is committed to the safekeeping, segregation and reporting of client assets throughout the world.

Atria Wealth Solutions (“Atria”), the parent company of our broker dealer, Cadaret Grant & Co., provides industry-leading technology and research capabilities akin to that of large financial institutions - including an extensive support team working behind the scenes. Atria’s subsidiaries together support nearly 2,500 financial professionals and over $100 billion of assets under administration throughout the U.S.

Note: Atria is not a registered broker-dealer or Registered Investment Advisor and does not provide investment advice.
Cadaret Grant & Co. is a subsidiary of Atria.